SEC Form 4 · accession 0000939802-17-000065
CAPSTONE COMPANIES, INC. · CAPC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 13, 2017
Accepted (ET)
Sep 15, 2017 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814926
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock $0.0001F1 | Sep 13, 2017 | J | 50,000 | $0.468 | A | 4,891,332 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non qualified Stock OptionF2 | $0.435 | Sep 13, 2017 | C | 500,000 | A | Sep 13, 2017 | Sep 13, 2017 | Common Stock | 500,000 | 0 | D |
Explanation of responses
- F150,000 shares acquired per conversion of $23,400 in debt.
- F2Option exercise price paid by conversion of $217,500 in debt owed by Issuer to Jeffrey Postal