SEC Form 4 · accession 0000814676-19-000007
CPS TECHNOLOGIES CORP/DE/ · CPSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Breen
Officer — SVP, Sales & Marketing
Period of report
Feb 15, 2019
Accepted (ET)
Feb 19, 2019 · 5:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Options | $1.40 | Feb 15, 2019 | A | 3,000 | A | Feb 15, 2020 | Feb 15, 2029 | Common Stock Options | 3,000 | 163,000 | D |
| Common Stock Options | $1.40 | Feb 15, 2019 | A | 3,000 | A | Feb 15, 2021 | Feb 15, 2029 | Common Stock Options | 3,000 | 166,000 | D |
| Common Stock Options | $1.40 | Feb 15, 2019 | A | 3,000 | A | Feb 15, 2022 | Feb 15, 2029 | Common Stock Options | 3,000 | 169,000 | D |
| Common Stock Options | $1.40 | Feb 15, 2019 | A | 3,000 | A | Feb 15, 2023 | Feb 15, 2029 | Common Stock Options | 3,000 | 172,000 | D |
| Common Stock Options | $1.40 | Feb 15, 2019 | A | 3,000 | A | Feb 15, 2024 | Feb 15, 2029 | Common Stock Options | 3,000 | 175,000 | D |