SEC Form 4 · accession 0000814676-18-000001
CPS TECHNOLOGIES CORP/DE/ · CPSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas E Breen
Officer — SVP, Sales and Marketing
Period of report
Feb 23, 2018
Accepted (ET)
Feb 26, 2018 · 6:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options | $1.53 | Feb 23, 2018 | A | 7,000 | A | Feb 23, 2019 | Feb 23, 2028 | Stock Options | 7,000 | 132,000 | D |
| Stock Options | $1.53 | Feb 23, 2018 | A | 7,000 | A | Feb 23, 2020 | Feb 23, 2028 | Stock Options | 7,000 | 139,000 | D |
| Stock Options | $1.53 | Feb 23, 2018 | A | 7,000 | A | Feb 23, 2021 | Feb 23, 2028 | Stock Options | 7,000 | 146,000 | D |
| Stock Options | $1.53 | Feb 23, 2018 | A | 7,000 | A | Feb 23, 2022 | Feb 23, 2028 | Stock Options | 7,000 | 153,000 | D |
| Stock Options | $1.53 | Feb 23, 2018 | A | 7,000 | A | Feb 23, 2023 | Feb 22, 2028 | Stock Options | 7,000 | 160,000 | D |