SEC Form 4 · accession 0000814676-16-000056
CPS TECHNOLOGIES CORP/DE/ · CPSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph M Norwood
Officer — Chief Financial Officer
Period of report
Feb 19, 2016
Accepted (ET)
Feb 23, 2016 · 3:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $1.83 | Feb 19, 2016 | A | 6,000 | A | Feb 19, 2017 | Feb 19, 2026 | Common Stock | 6,000 | 196,000 | D |
| Common Stock | $1.83 | Feb 19, 2016 | A | 6,000 | A | Feb 19, 2018 | Feb 19, 2026 | Common Stock | 6,000 | 202,000 | D |
| Common Stock | $1.83 | Feb 19, 2016 | A | 6,000 | A | Feb 19, 2019 | Feb 19, 2026 | Common Stock | 6,000 | 208,000 | D |
| Common Stock | $1.83 | Feb 19, 2016 | A | 6,000 | A | Feb 19, 2020 | Feb 19, 2026 | Common Stock | 6,000 | 214,000 | D |
| Common Stock | $1.83 | Feb 19, 2016 | A | 6,000 | A | Feb 19, 2021 | Feb 19, 2026 | Common Stock | 6,000 | 220,000 | D |