SEC Form 4 · accession 0000814676-15-000005
CPS TECHNOLOGIES CORP/DE/ · CPSH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ralph M Norwood
Officer — Chief Financial Officer
Period of report
Feb 12, 2015
Accepted (ET)
Feb 17, 2015 · 3:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814676
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | $2.85 | Feb 12, 2015 | A | 6,000 | A | Feb 12, 2016 | Feb 12, 2025 | Common Stock | 6,000 | 166,000 | D |
| Common Stock | $2.85 | Feb 12, 2015 | A | 6,000 | A | Feb 12, 2017 | Feb 12, 2025 | Common Stock | 6,000 | 172,000 | D |
| Common Stock | $2.85 | Feb 12, 2015 | A | 6,000 | A | Feb 12, 2018 | Feb 12, 2025 | Common Stock | 6,000 | 178,000 | D |
| Common Stock | $2.85 | Feb 12, 2015 | A | 6,000 | A | Feb 12, 2019 | Feb 12, 2025 | Common Stock | 6,000 | 184,000 | D |
| Common Stock | $2.85 | Feb 12, 2015 | A | 6,000 | A | Feb 12, 2020 | Feb 12, 2025 | Common Stock | 6,000 | 190,000 | D |