SEC Form 4/A · accession 0001209191-18-036225
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Michael Morawetz
Officer — VP - International Branches
Period of report
Jun 4, 2018
Accepted (ET)
Jun 7, 2018 · 11:09 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F1 | $18.25 | Jun 4, 2018 | A | 0 | A | Jun 4, 2018 | Jun 4, 2028 | Common Stock | 0 | 0 | D |
| Restricted Stock UnitF1 | $0.00 | Jun 4, 2018 | A | 0 | A | Jun 4, 2018 | Jun 4, 2018 | Common Stock | 0 | 0 | D |
Explanation of responses
- F1On June 6, 2018, the reporting person mistakenly filed a Form 4 reporting the receipt on June 4, 2018 of options to purchase 17,500 shares of common stock and restricted stock units relating to 6,475 shares of common stock. These grants did not in fact occur.