SEC Form 4 · accession 0001209191-18-036062
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Smith
Officer — Chief Financial Officer
Period of report
Jun 4, 2018
Accepted (ET)
Jun 6, 2018 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F1 | $18.25 | Jun 4, 2018 | A | 14,000 | A | Jun 4, 2018 | Jun 4, 2028 | Common Stock | 14,000 | 14,000 | D |
| Restricted Stock UnitF2,F1 | $0.00 | Jun 4, 2018 | A | 5,775 | A | Jun 4, 2018 | Jun 4, 2018 | Common Stock | 5,775 | 5,775 | D |
Explanation of responses
- F1Date indicated is date of grant. Instrument vests in three equal annual installments beginning June 4, 2019.
- F2Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.