SEC Form 4 · accession 0001209191-18-032205
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Natalizia
Officer — Vice President and CTO
Period of report
May 20, 2018
Accepted (ET)
May 22, 2018 · 11:41 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 20, 2018 | F | 430 | $19.65 | D | 18,927 | D | |
| Common Stock | May 20, 2018 | M | 1,079 | $0.00 | A | 20,006 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | May 20, 2018 | M | 1,079 | D | — | — | Common Stock | 1,079 | 1,079 | D |
Explanation of responses
- F1This amount includes shares purchased through the AstroNova, Inc. Employee Stock Purchase Plan throughout 2018.
- F2Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
- F3The remaining restricted stock units vest on May 20, 2019.