SEC Form 4 · accession 0001209191-18-021055
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Petrarca
Officer — Vice President
Period of report
Mar 20, 2018
Accepted (ET)
Mar 21, 2018 · 3:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 20, 2018 | F | 139 | $14.25 | D | 20,500 | D | |
| Common Stock | Mar 20, 2018 | A | 348 | $0.00 | A | 20,848 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Mar 20, 2018 | A | 1,588 | A | — | — | Common Stock | 1,588 | 1,588 | D |
Explanation of responses
- F1Shares issued in settlement of performance based stock units earned March 20, 2018. Shares are fully vested when earned.
- F2Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
- F3The restricted stock units vest in three equal annual installments beginning March 20, 2019.