SEC Form 4 · accession 0001209191-18-020635
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Natalizia
Officer — Vice President and CTO
Period of report
Mar 15, 2018
Accepted (ET)
Mar 19, 2018 · 5:10 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2018 | F | 7 | $14.50 | D | 16,529 | D | |
| Common Stock | Mar 15, 2018 | M | 16 | $0.00 | A | 16,545 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Mar 15, 2018 | M | 16 | D | — | — | Common Stock | 16 | 16 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
- F2The remaining restricted stock units vest on March 15, 2018.