SEC Form 4 · accession 0001209191-18-005167
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David S Smith
Officer — Chief Financial Officer
Period of report
Jan 22, 2018
Accepted (ET)
Jan 24, 2018 · 5:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F1 | $13.80 | Jan 22, 2018 | A | 50,000 | A | Jan 22, 2018 | Jan 22, 2028 | Common Stock | 50,000 | 50,000 | D |
| Restricted Stock UnitsF2,F3 | — | Jan 22, 2018 | A | 15,000 | A | — | — | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1Date indicated is date of grant. Option vests in four equal installments beginning January 22, 2019.
- F2Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
- F3The restricted stock units vest in four equal installments beginning January 22, 2019.