SEC Form 4 · accession 0001209191-18-001734
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell I Quain
Director
Period of report
Jan 3, 2018
Accepted (ET)
Jan 4, 2018 · 12:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 3, 2018 | M | 5,000 | $7.40 | A | 24,220 | D | |
| Common Stock | Jan 3, 2018 | M | 5,000 | $8.08 | A | 29,220 | D | |
| Common Stock | holding | — | — | — | 16,701 | I | Held in a trust of which the reporting person is a trustee |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) | $7.40 | Jan 3, 2018 | M | 5,000 | D | Aug 22, 2011 | Aug 22, 2022 | Common Stock | 5,000 | 0 | D |
| Stock Option (Right to Purchase) | $8.08 | Jan 3, 2018 | M | 5,000 | D | May 5, 2012 | May 15, 2022 | Common Stock | 5,000 | 0 | D |