SEC Form 4 · accession 0001209191-17-064369
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard S Warzala
Director
Period of report
Dec 5, 2017
Accepted (ET)
Dec 7, 2017 · 3:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2017 | A | 675 | $0.00 | A | 675 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F2 | $14.45 | Dec 5, 2017 | A | 5,000 | A | Dec 5, 2017 | Dec 5, 2027 | Common Stock | 5,000 | 5,000 | D |
Explanation of responses
- F1Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the date that is three months following the date of grant.
- F2Date indicated is date of grant. Option vests in its entirety immediately prior to the occurrence of the 2018 annual meeting of the shareholders or special meeting in lieu thereof.