SEC Form 4 · accession 0001209191-17-039566
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Eric E Pizzuti
Officer — Vice President
Period of report
Jun 9, 2017
Accepted (ET)
Jun 13, 2017 · 5:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 9, 2017 | F | 4,049 | $13.85 | D | 7,783 | D | |
| Common Stock | Jun 9, 2017 | M | 1,200 | $8.95 | A | 8,983 | D | |
| Common Stock | Jun 9, 2017 | M | 1,200 | $6.22 | A | 10,183 | D | |
| Common Stock | Jun 9, 2017 | M | 1,200 | $7.36 | A | 11,383 | D | |
| Common Stock | Jun 9, 2017 | M | 3,475 | $8.35 | A | 14,858 | D | |
| Common Stock | holding | — | — | — | 1,729 | I | Held in Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) | $8.95 | Jun 9, 2017 | M | 1,200 | D | Apr 1, 2008 | Apr 1, 2018 | Common Stock | 1,200 | 0 | D |
| Stock Option (Right to Purchase) | $6.22 | Jun 9, 2017 | M | 1,200 | D | Mar 18, 2009 | Mar 18, 2019 | Common Stock | 1,200 | 0 | D |
| Stock Option (Right to Purchase) | $7.36 | Jun 9, 2017 | M | 1,200 | D | Mar 15, 2010 | Mar 15, 2020 | Common Stock | 1,200 | 0 | D |
| Stock Option (Right to Purchase) | $8.35 | Jun 9, 2017 | M | 3,475 | D | Mar 29, 2012 | Mar 29, 2022 | Common Stock | 3,475 | 0 | D |