SEC Form 4 · accession 0001209191-17-034698
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Natalizia
Officer — Vice President and CTO
Period of report
May 20, 2017
Accepted (ET)
May 23, 2017 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 20, 2017 | F | 421 | $14.10 | D | 15,457 | D | |
| Common Stock | May 20, 2017 | M | 1,079 | $0.00 | A | 16,536 | D | |
| Common Stock | holding | — | — | — | 633 | I | Held in Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | May 20, 2017 | M | 1,079 | D | — | — | Common Stock | 1,079 | 2,158 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
- F2The remaining restricted stock units vest in two equal annual installments beginning on May 20, 2018.