SEC Form 4 · accession 0001209191-17-022609
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Petrarca
Officer — Vice President
Period of report
Mar 21, 2017
Accepted (ET)
Mar 23, 2017 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 21, 2017 | F | 5,696 | $14.5069 | D | 13,424 | D | |
| Common Stock | Mar 21, 2017 | M | 6,500 | $11.445 | A | 19,924 | D | |
| Common Stock | holding | — | — | — | 3,571 | I | Held in Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to PUrchase) | $11.445 | Mar 21, 2017 | M | 6,500 | D | Apr 12, 2007 | Apr 12, 2017 | Common Stock | 6,500 | 0 | D |