SEC Form 4 · accession 0001209191-17-020881
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Morawetz
Officer — VP - International Branches
Period of report
Mar 13, 2017
Accepted (ET)
Mar 15, 2017 · 5:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 13, 2017 | A | 491 | $0.00 | A | 4,502 | D | |
| Common Stock | Mar 14, 2017 | M | 16 | $0.00 | A | 4,518 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Mar 14, 2017 | M | 16 | D | — | — | Common Stock | 16 | 32 | D |
Explanation of responses
- F1Shares issued in settlement of performance based stock units earned on March 13, 2016. Shares are fully vested when earned.
- F2Each restricted stock unit represents a contingent right to receive on share of ALOT common stock.
- F3The remaining restricted stock units vest in two equal installments beginning on March 14, 2018.