SEC Form 4 · accession 0001209191-17-007458
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
April Ondis
Director
Period of report
Feb 1, 2017
Accepted (ET)
Feb 3, 2017 · 12:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 1, 2017 | A | 1,164 | $0.00 | A | 130,367 | D | |
| Common Stock | holding | — | — | — | 783 | I | Held in Employee Stock Ownership Plan | |
| Common StockF2 | holding | — | — | — | 826,305 | I | Shares Held by the Albert W. Ondis Declaration of Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.
- F2The reporting person is a beneficiary of the Albert W. Ondis Declaration of Trust and may be deemed to have a pecuniary interest therein. The reporting person disclaims ownership of the shares in the trust, except to the extent of her pecuniary interest.