SEC Form 4 · accession 0001209191-16-142406
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik J. Mancyak
Officer — CONTROLLER
Period of report
Sep 20, 2016
Accepted (ET)
Sep 22, 2016 · 1:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 20, 2016 | F | 2,104 | $15.19 | D | 7,171 | D | |
| Common Stock | Sep 20, 2016 | M | 2,250 | $14.20 | A | 9,421 | D | |
| Common Stock | holding | — | — | — | 589 | I | Held in employee stock ownership plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) | $14.20 | Sep 20, 2016 | M | 2,250 | D | Mar 17, 2015 | Mar 17, 2024 | Common Stock | 2,250 | 2,250 | D |