SEC Form 4 · accession 0001209191-16-140605
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A Woods
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Sep 8, 2016
Accepted (ET)
Sep 8, 2016 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2016 | F | 3,168 | $15.61 | D | 59,030 | D | |
| Common Stock | Sep 8, 2016 | M | 6,250 | $7.91 | A | 65,280 | D | |
| Common Stock | holding | — | — | — | 110 | I | Held in Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) | $7.91 | Sep 8, 2016 | M | 6,250 | D | Sep 4, 2016 | Sep 4, 2022 | Common Stock | 6,250 | 0 | D |