SEC Form 4 · accession 0001209191-16-134946
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
April Ondis
Director
Period of report
Aug 1, 2016
Accepted (ET)
Aug 2, 2016 · 4:41 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 1, 2016 | A | 874 | $0.00 | A | 128,257 | D | |
| Common Stock | holding | — | — | — | 783 | I | Held in Employee Stock Ownership Plan | |
| Common StockF2 | holding | — | — | — | 826,305 | I | Shares Held by the Albert W. Ondis Declaration of Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Restricted stock award made to the reporting person pursuant to the Amended and Restated Non-Employee Director Annual Compensation Program, which vests on the first anniversary of the date of grant.
- F2The reporting person is a beneficiary of the Albert W. Ondis Declaration of Trust and may be deemed to have a pecuniary interest therein. The reporting person disclaims ownership of the shares in the trust, except to the extent of her pecuniary interest.