SEC Form 4 · accession 0001140361-17-018458
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
May 2, 2017
Accepted (ET)
May 4, 2017 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3,F4,F5 | May 2, 2017 | S | 826,305 | $13.60 | D | 204,530 | I | Trustee |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These securities were owned by the Albert W. Ondis Declaration of Trust (the "Trust"), of which Albert W. Ondis III is the sole trustee. Each of the Trust and Albert W. Ondis III has a beneficial interest in such shares and for purposes of Schedule 13(d) of the Exchange Act, the Trust is a member of a "group" with Albert W. Ondis III.
- F2Following this transaction, the Trust is the beneficial owner of 36,000 shares of common stock the Issuer and Albert W. Ondis III is the beneficial owner of 168,530 shares of common stock of the Issuer (includes the 36,000 of the shares of common stock of the Issuer held by the Trust, of which Albert W. Ondis III is the sole trustee; 1,658 shares of common stock of the Issuer held in trust for a child of Albert W. Ondis III; and 130,872 shares of common stock of the Issuer owned personally by Albert W. Ondis III).
- F3The Trust is the Direct owner of 36,000 shares of common stock the Issuer.
- F4Albert W. Ondis III is the Indirect owner of 37,658 shares of common stock of the Issuer (includes the 36,000 of the shares of common stock of the Issuer held by the Trust, of which Albert W. Ondis III is the sole trustee, and 1,658 shares of common stock of the Issuer held in trust for a child of Albert W. Ondis III). Albert W. Ondis III is the Direct owner of 130,872 shares of common stock of the Issuer.
- F5By Albert W. Ondis III as trustee for Albert W. Ondis Declaration of Trust.