SEC Form 4 · accession 0001140361-15-034363
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Petrarca
Officer — Vice President
Period of report
Mar 29, 2013
Accepted (ET)
Sep 3, 2015 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2013 | M | 1,687 | — | A | 13,184 | D | |
| Common Stock | Mar 29, 2013 | F | 652 | $9.58 | D | 12,532 | D | |
| Common Stock | holding | — | — | — | 3,546 | I | Held in Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 29, 2013 | M | 1,687 | D | Mar 29, 2013 | Mar 29, 2013 | Common Stock | 1,687 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the equivalent of one share of ALOT common stock.
- F2The reporting person delivered 652 shares of the issuer's common stock to the issuer to pay taxes on the vesting of the restricted stock units.