SEC Form 4 · accession 0001140361-15-034355
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Everett V Pizzuti
Director
Period of report
Mar 29, 2013
Accepted (ET)
Sep 3, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 29, 2013 | M | 3,400 | — | A | 107,642 | D | |
| Common Stock | Mar 29, 2013 | F | 1,134 | $9.58 | D | 106,508 | D | |
| Common Stock | May 27, 2015 | S | 5,163 | $13.875 | D | 0 | I | Held in Employee Stock Option Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 29, 2013 | M | 3,400 | D | Mar 29, 2013 | Mar 29, 2013 | Common Stock | 3,400 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents the equivalent of one share of ALOT common stock.
- F2The reporting person delivered 1,134 shares of the issuer's common stock to the issuer to pay taxes on the vesting of the restricted stock units.