SEC Form 4/A · accession 0001140361-15-012582
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Gregory A Woods
Officer — Chief Executive Officer
Period of report
Mar 16, 2015
Accepted (ET)
Mar 19, 2015 · 10:20 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 16, 2015 | A | 537 | $0.00 | A | 44,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to purchase)F2 | $13.95 | Mar 16, 2015 | A | 50,000 | A | — | Mar 16, 2025 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Restricted stock award made to the reporting person under the issuer's 2007 Equity Incentive Plan which vest as follows: (i) 135 shares vest on the first anniversary of the grant date, (ii) 134 shares vest on the second anniversary of the grant date, (iii) 134 shares vest on the third anniversary of the grant date, and (iv) 134 shares vest on the fourth anniversary of the grant date.
- F2The option is exercisable in four equal annual installments commencing on the one year anniversary of the grant date.
Remarks
This Amendment is being filed to correctly identify Gregory A. Woods as the name of the reporting person on the signature line. The signature line on the original Form 4 did not identify Gregory A. Woods.