SEC Form 4/A · accession 0001140361-15-001604
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Eric E Pizzuti
Officer — Vice President
Period of report
Jan 13, 2015
Accepted (ET)
Jan 13, 2015 · 4:35 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 13, 2015 | M | 3,125 | $6.768 | A | 8,947 | D | |
| Common Stock | Jan 13, 2015 | F | 1,396 | $15.16 | D | 7,551 | D | |
| Common Stock | holding | — | — | — | 1,556 | I | Held in Employee Stock Ownership Plan | |
| Common Stock | holding | — | — | — | 358 | I | Held in Employee Stock Purchase Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to purchase) | $6.768 | Jan 13, 2015 | M | 3,125 | D | Mar 21, 2006 | Mar 21, 2015 | Common Stock | 3,125 | 0 | D |
Explanation of responses
- F1The reporting person delivered 1,396 shares of the issuer's common stock to the issuer to pay the exercise price in connection with the exercise of the options reported herein.
Remarks
This amended report is to correct Footnote 1 to state that shares were delivered to pay the exercise price only, not taxes, on the exercise of options reported herein.