SEC Form 4 · accession 0001140361-15-001284
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Oconnell
Officer — Chief Financial Officer
Period of report
Jan 8, 2015
Accepted (ET)
Jan 9, 2015 · 5:15 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 8, 2015 | M | 9,375 | $6.768 | A | 112,593 | D | |
| Common Stock | Jan 8, 2015 | F | 6,239 | $15.14 | D | 106,354 | D | |
| Common Stock | holding | — | — | — | 2,068 | I | Held in Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to purchase) | $6.768 | Jan 8, 2015 | M | 9,375 | D | Mar 21, 2006 | Mar 21, 2015 | Common Stock | 9,375 | 0 | D |
Explanation of responses
- F1The reporting person delivered 6,239 shares of the issuer's common stock to the issuer to pay the exercise price of and taxes on the exercise of the options reported herein.