SEC Form 4 · accession 0000914260-15-000018
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon W. Bentley
Officer — Former Vice President - IT
Period of report
Mar 27, 2015
Accepted (ET)
Mar 31, 2015 · 4:12 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 27, 2015 | M | 1,600 | $11.895 | A | 4,760 | D | |
| Common Stock | Mar 27, 2015 | M | 3,475 | $8.95 | A | 8,235 | D | |
| Common Stock | Mar 27, 2015 | S | 200 | $13.69 | D | 8,035 | D | |
| Common Stock | Mar 27, 2015 | S | 102 | $13.52 | D | 7,933 | D | |
| Common Stock | Mar 27, 2015 | S | 1,373 | $13.32 | D | 6,560 | D | |
| Common Stock | Mar 27, 2015 | S | 400 | $13.36 | D | 6,160 | D | |
| Common Stock | Mar 27, 2015 | S | 100 | $13.70 | D | 6,060 | D | |
| Common Stock | Mar 27, 2015 | S | 200 | $13.67 | D | 5,860 | D | |
| Common Stock | Mar 27, 2015 | S | 300 | $13.31 | D | 5,560 | D | |
| Common Stock | Mar 27, 2015 | S | 2,400 | $13.30 | D | 3,160 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to purchase) | $11.895 | Mar 27, 2015 | M | 1,600 | D | Mar 26, 2008 | Mar 26, 2017 | Common Stock | 1,600 | 0 | D |
| Stock Option (Right to purchase) | $8.95 | Mar 27, 2015 | M | 3,475 | D | Apr 1, 2009 | Apr 1, 2018 | Common Stock | 3,475 | 0 | D |