SEC Form 4 · accession 0000899243-16-023150
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Petrarca
Officer — Vice President
Period of report
Jun 16, 2016
Accepted (ET)
Jun 17, 2016 · 1:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 16, 2016 | M | 3,200 | $6.22 | A | 15,824 | D | |
| Common Stock | Jun 16, 2016 | M | 3,200 | $7.36 | A | 19,024 | D | |
| Common Stock | Jun 16, 2016 | M | 2,531 | $8.35 | A | 21,555 | D | |
| Common Stock | Jun 16, 2016 | M | 3,475 | $8.95 | A | 25,030 | D | |
| Common Stock | Jun 16, 2016 | F | 6,214 | $15.40 | D | 18,816 | D | |
| Common Stock | holding | — | — | — | 3,571 | I | Held in Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) | $6.22 | Jun 16, 2016 | M | 3,200 | D | Mar 18, 2013 | Mar 18, 2019 | Common Stock | 3,200 | 0 | D |
| Stock Option (Right to Purchase) | $7.36 | Jun 16, 2016 | M | 3,200 | D | Mar 15, 2014 | Mar 15, 2020 | Common Stock | 3,200 | 0 | D |
| Stock Option (Right to Purchase) | $8.35 | Jun 16, 2016 | M | 2,531 | D | Mar 29, 2016 | Mar 18, 2022 | Common Stock | 2,531 | 0 | D |
| Stock Option (Right to Purchase) | $8.95 | Jun 16, 2016 | M | 3,475 | D | Apr 1, 2012 | Apr 1, 2018 | Common Stock | 3,475 | 0 | D |