SEC Form 4 · accession 0000899243-16-023076
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Oconnell
Officer — Chief Financial Officer
Period of report
Jun 15, 2016
Accepted (ET)
Jun 16, 2016 · 4:14 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 15, 2016 | M | 5,375 | $8.95 | A | 113,955 | D | |
| Common Stock | Jun 15, 2016 | F | 3,114 | $15.45 | D | 110,841 | D | |
| Common Stock | holding | — | — | — | 2,262 | I | Held in Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) | $8.95 | Jun 15, 2016 | M | 5,375 | D | Apr 1, 2012 | Apr 1, 2018 | Common Stock | 5,375 | 0 | D |