SEC Form 4 · accession 0000899243-16-022116
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gregory A Woods
Officer — CHIEF EXECUTIVE OFFICER · Director
Period of report
Jun 7, 2016
Accepted (ET)
Jun 8, 2016 · 2:52 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 7, 2016 | M | 18,750 | $7.91 | A | 76,588 | D | |
| Common Stock | Jun 7, 2016 | F | 10,222 | $14.51 | D | 66,366 | D | |
| Common Stock | holding | — | — | — | 110 | I | Held in Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase)F1 | $7.91 | Jun 7, 2016 | M | 18,750 | D | — | Sep 4, 2022 | Common Stock | 18,750 | 6,250 | D |
Explanation of responses
- F1The remaining options vest on September 4, 2016.