SEC Form 4 · accession 0000899243-16-019155
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hermann Viets
Director
Period of report
May 3, 2016
Accepted (ET)
May 4, 2016 · 9:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | May 3, 2016 | A | 223 | $0.00 | A | 196,926 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1These shares were issued in lieu of the reporting person's quarterly cash retainer pursuant to the Astro-Med, Inc. Non-Employee Director Annual Compensation Program.
- F2The total amount of securities owned by the reporting person reflects an addition of 1,375 shares. While conducting a review of ownership records, it was determined that a discrepancy existed in ownership records of the reporting person. The addition of these shares corrects this discrepancy. The reporting person has been unable to confirm when the discrepancy arose.