SEC Form 4 · accession 0000899243-16-016181
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph P Oconnell
Officer — Chief Financial Officer
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 7:26 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 14, 2016 | A | 1,536 | $0.00 | A | 104,532 | D | |
| Common Stock | Mar 14, 2016 | F | 513 | $15.01 | D | 104,019 | D | |
| Common Stock | holding | — | — | — | 2,225 | I | Held in Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Mar 14, 2016 | A | 96 | A | — | — | Common Stock | 96 | 96 | D |
Explanation of responses
- F1Shares issued in settlement of performance based stock units earned on March 14, 2016. Shares are fully vested when earned.
- F2Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
- F3The restricted stock units vest in three equal annual installments beginning March 14, 2017.