SEC Form 4 · accession 0000899243-16-016179
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Erik J. Mancyak
Officer — CONTROLLER
Period of report
Mar 14, 2016
Accepted (ET)
Mar 16, 2016 · 7:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Mar 14, 2016 | A | 768 | $0.00 | A | 7,207 | D | |
| Common Stock | Mar 14, 2016 | F | 306 | $15.01 | D | 6,901 | D | |
| Common Stock | holding | — | — | — | 538 | I | Held in Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Mar 14, 2016 | A | 48 | A | — | — | Common Stock | 48 | 48 | D |
Explanation of responses
- F1Shares issued in settlement of performance based stock units earned on March 14, 2016. Shares are fully vested when earned.
- F2The total amount of securities owned by the reporting person reflects 101 shares more than previously reported. While conducting a review of ownership records, it was determined that a discrepancy existed in ownership records of the reporting person. The increase of these shares corrects this discrepancy. The reporting person has been unable to confirm when the discrepancy arose.
- F3Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
- F4The restricted stock units vest in three equal annual installments beginning March 14, 2017.