SEC Form 4 · accession 0000899243-16-016176

AstroNova, Inc. · ALOT

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CHIEF EXECUTIVE OFFICER · Director

Period of report

Mar 14, 2016

Accepted (ET)

Mar 16, 2016 · 7:23 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000008146

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F2	Mar 14, 2016	A	7,199	$0.00	A	48,997	D
Common Stock	Mar 14, 2016	A	4,030	$0.00	A	53,027	D
Common Stock	holding	—	—		—	55	I	Held in Employee Stock Ownership Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right to purchase)^F4	$15.01	Mar 14, 2016	A	50,000	A	—	Mar 14, 2026	Common Stock	50,000	50,000	D
Restricted Stock Unit^F5,F6	—	Mar 14, 2016	A	451	A	—	—	Common Stock	451	451	D

F1Shares issued in settlement of performance based stock units earned on March 14, 2016. Shares are fully vested when earned.
F2Includes 906 shares acquired under the Astro-Med, Inc. Employee Stock Purchase Plan in January 2016.
F3Restricted stock award made to the reporting person under the reporting person's Equity Incentive Award Agreement with the issuer, which vest as follows: (i) 1,008 shares vest on the first anniversary of the grant date, (ii) 1,008 shares vest on the second anniversary of the grant date, (iii) 1,007 shares vest on the third anniversary of the grant date, and (iv) 1,007 shares vest on the fourth anniversary of the grant date.
F4The option vests in four equal annual installments commencing on the one year anniversary of the grant date.
F5Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
F6The restricted stock units vest in three equal annual installments beginning March 14, 2017.