SEC Form 4/A · accession 0000899243-16-011942
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Joseph P Oconnell
Officer — Chief Financial Officer
Period of report
May 20, 2015
Accepted (ET)
Jan 20, 2016 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F1,F3 | — | May 20, 2015 | A | 12,379 | A | — | — | Common Stock | 12,379 | 12,379 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of ALOT common stock.
- F2This amendment is being filed solely to reflect the reporting person's acquisition of 12,379 restricted stock units as derivative securities in Table II, rather than as non-derivative securities in Table I, as was timely reported on the reporting person's original Form 4. The original Form 4 was inconsistent with ALOT's practice for other restricted stock unit awards.
- F3The restricted stock units vest in four equal annual installments beginning May 20, 2016.