SEC Form 4 · accession 0000899243-16-011696
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen M Petrarca
Officer — Vice President
Period of report
Jan 12, 2016
Accepted (ET)
Jan 14, 2016 · 2:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 12, 2016 | M | 9,375 | $7.9316 | A | 16,970 | D | |
| Common Stock | Jan 12, 2016 | F | 6,849 | $14.34 | D | 10,121 | D | |
| Common Stock | holding | — | — | — | 582 | I | Held in Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) | $7.9316 | Jan 12, 2016 | M | 9,375 | D | Mar 20, 2006 | Mar 20, 2016 | Common Stock | 9,375 | 0 | D |
Explanation of responses
- F1The total amount of securities owned by the reporting person reflects 328 shares fewer than previously reported. While conducting a review of ownership records, it was determined that a discrepancy existed in ownership records of the reporting person. The reduction of these shares corrects this discrepancy. The reporting person has been unable to confirm when the discrepancy arose.