SEC Form 4 · accession 0000899243-16-011688
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Natalizia
Officer — Vice President and CTO
Period of report
Jan 12, 2016
Accepted (ET)
Jan 14, 2016 · 12:34 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Jan 12, 2016 | M | 1,250 | $7.9316 | A | 13,173 | D | |
| Common StockF1,F2,F3 | Jan 12, 2016 | F | 692 | $14.34 | D | 12,481 | D | |
| Common StockF2 | holding | — | — | — | 582 | I | Held in Employee Stock Ownership Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) | $7.9316 | Jan 12, 2016 | M | 1,250 | D | Mar 20, 2006 | Mar 20, 2016 | Common Stock | 1,250 | 0 | D |
Explanation of responses
- F1Includes 952 shares maintained in a self directed IRA and shares of common stock acquired through dividend reinvestment.
- F2Fractional amounts have been rounded to the nearest whole number.
- F3Includes 2,686 shares acquired under the ALOT employee stock purchase plan that have not been previously reported.