SEC Form 4 · accession 0000899243-15-009594
AstroNova, Inc. · ALOT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Morawetz
Officer — VP - International Branches
Period of report
Nov 30, 2015
Accepted (ET)
Dec 10, 2015 · 12:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000008146
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 30, 2015 | M | 3,000 | $6.22 | A | 9,349 | D | |
| Common Stock | Nov 30, 2015 | M | 3,000 | $7.36 | A | 12,349 | D | |
| Common Stock | Nov 30, 2015 | M | 938 | $7.9316 | A | 13,287 | D | |
| Common Stock | Nov 30, 2015 | M | 2,513 | $8.35 | A | 15,800 | D | |
| Common Stock | Nov 30, 2015 | M | 3,475 | $8.95 | A | 19,275 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Purchase) | $6.22 | Nov 30, 2015 | M | 3,000 | D | Mar 18, 2010 | Mar 18, 2019 | Common Stock | 3,000 | 0 | D |
| Stock Option (Right to Purchase) | $7.36 | Nov 30, 2015 | M | 3,000 | D | Mar 15, 2011 | Mar 15, 2020 | Common Stock | 3,000 | 0 | D |
| Stock Option (Right to Purchase) | $7.9316 | Nov 30, 2015 | M | 938 | D | Mar 20, 2007 | Mar 20, 2016 | Common Stock | 938 | 0 | D |
| Stock Option (Right to Purchase) | $8.35 | Nov 30, 2015 | M | 2,513 | D | Mar 29, 2013 | Mar 29, 2022 | Common Stock | 2,513 | 837 | D |
| Stock Option (Right to Purchase) | $8.95 | Nov 30, 2015 | M | 3,475 | D | Apr 1, 2009 | Apr 1, 2018 | Common Stock | 3,475 | 0 | D |