SEC Form 3 · accession 0001683168-18-002396
Lifeway Foods, Inc. · LWAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Neha J Clark
Officer — Chief Financial Officer
Period of report
Aug 9, 2018
Accepted (ET)
Aug 17, 2018 · 9:06 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, no par valueF1 | holding | — | — | — | 6,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F16,000 shares of time-based restricted stock awards pursuant to the Company's 2015 Omnibus Incentive Plan. Of such time-based restricted stock, 2,000 shares will vest on November 7, 2018; 2,000 will vest on February 9, 2019; and 2,000 will vest on August 9, 2019, contingent on the Reporting Person's continued service on each applicable vesting date.