SEC Form 4 · accession 0001072613-16-000506
Lifeway Foods, Inc. · LWAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Waldron
Officer — Chief Financial Officer
Period of report
Jan 1, 2016
Accepted (ET)
Jan 5, 2016 · 3:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814586
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock option (Right to buy)F1 | $11.10 | Jan 1, 2016 | A | 6,000 | A | — | Jan 1, 2026 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Of such options, 2,000 vest on January 1, 2017 and 1,000 vest on January 1 of each of 2018, 2019, 2020 and 2021.