SEC Form 4 · accession 0001072613-15-000498
Lifeway Foods, Inc. · LWAY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ludmila Smolyansky
Director · 10% Owner
Period of report
Dec 15, 2015
Accepted (ET)
Dec 17, 2015 · 11:50 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814586
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common stock, no par valueF1 | Oct 8, 2015 | G | 500,000 | $0.00 | D | 6,810,699 | I | See Footnote |
| Common stock, no par valueF1,F2 | Dec 15, 2015 | D | 30,000 | $11.64 | D | 6,780,699 | I | See Footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee.
- F2The Reporting Person sold such shares to the Issuer in a privately negotiated transaction exempt under Rule 16b-3(e).