SEC Form 4 · accession 0001140361-16-046358
MBIA INC · MBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ram D Wertheim
Officer — EVP, Chief Legal Off. & Secy.
Period of report
Dec 31, 2015
Accepted (ET)
Jan 4, 2016 · 8:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2015 | F | 68,483 | $6.48 | D | 427,787 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents shares surrendered to Issuer for payment of tax liability upon vesting of restricted stock.
- F2Balance reflects adjustment for retirement plan shares.