SEC Form 4 · accession 0000919574-18-005331
MBIA INC · MBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Fine Capital Partners, L.P.
10% Owner
Fine Capital Advisors, LLC
10% Owner
Debra Fine
10% Owner
Period of report
Aug 9, 2018
Accepted (ET)
Aug 13, 2018 · 5:39 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $1 per shareF1,F2 | Aug 9, 2018 | S | 1,350,000 | $11.3595 | D | 9,736,830 | I | See Footnote |
| Common Stock, par value $1 per shareF1,F2 | Aug 10, 2018 | S | 127,900 | $10.9945 | D | 9,608,930 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The securities reported herein are held in the accounts of private funds. Fine Capital Partners, L.P. may be deemed to be a beneficial owner of such securities by virtue of its role as the investment manager of such private funds. Fine Capital Advisors, LLC may be deemed to be a beneficial owner of such securities by virtue of its role as the general partner of Fine Capital Partners, L.P. Ms. Debra Fine may be deemed to be a beneficial owner of such securities by virtue of her role as the manager of Fine Capital Advisors, LLC. Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 3 except to the extent of its or her pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- F2Ms. Debra Fine is, as of the date of this report, also the direct owner of certain of the Issuer's shares not reported herein.