SEC Form 4 · accession 0000814585-16-000048
MBIA INC · MBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ram D Wertheim
Officer — EVP, Chief Legal Off & Secy
Period of report
Dec 5, 2016
Accepted (ET)
Dec 8, 2016 · 4:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 7, 2016 | S | 6,000 | $10.89 | D | 590,578 | D | |
| Common StockF2 | Dec 8, 2016 | S | 25,000 | $10.96 | D | 565,578 | D | |
| Common StockF3 | Dec 8, 2016 | S | 19,000 | $10.94 | D | 546,578 | D | |
| Common StockF4 | Dec 8, 2016 | S | 10,000 | $10.98 | D | 536,578 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Balance reflects adjustment for retirement plan shares.
- F2Balance reflects adjustment for retirement plan shares.
- F3Balance reflects adjustment for retirement plan shares.
- F4Balance reflects adjustment for retirement plan shares.