SEC Form 4/A · accession 0000814585-16-000023
MBIA INC · MBI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
C Edward Chaplin
Officer — President, CFO & CAO
Period of report
Jan 22, 2016
Accepted (ET)
Feb 17, 2016 · 1:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814585
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 22, 2016 | F | 300,000 | $0.00 | D | 502,025 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This amended Form 4 is being filed to correct Item 3 "Date of Earliest Transaction", and in Table I, Column 2 "Transaction Date", Column 4 "Price", and Column 5 "Amount of Securities Beneficially Owned Following Reported Transaction", which also reflects adjustment for retirement plan shares.
- F2Forfeiture of 300,000 shares of performance based restricted stock granted on December 21, 2012.