SEC Form 4 · accession 0001209191-16-152468
EBIX INC · EBIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rolf Herter
Director
Period of report
Nov 29, 2016
Accepted (ET)
Nov 30, 2016 · 4:26 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 29, 2016 | M | 4,500 | $16.94 | A | 84,160 | D | |
| Common Stock | Nov 29, 2016 | F | 1,246 | $61.20 | D | 82,914 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (Right to Buy)F1 | $16.94 | Nov 29, 2016 | M | 4,500 | D | Dec 18, 2013 | Dec 18, 2016 | Common Stock | 4,500 | 0 | D |
| Common Stock Option (Right to Buy)F1 | $14.89 | holding | — | — | — | Dec 13, 2014 | Dec 30, 2018 | Common Stock | 6,750 | 6,750 | D |
| Common Stock Option (Right to Buy)F1 | $21.19 | holding | — | — | — | Jan 12, 2016 | Jan 12, 2020 | Common Stock | 6,000 | 6,000 | D |
| Common Stock Option (Right to Buy)F1 | $49.22 | holding | — | — | — | May 2, 2017 | May 2, 2021 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Stock Options become exercisable 1/4 on the first anniversary of date of grant with the remaining options vesting ratably on the first day of each quarter over the next three years.