SEC Form 4 · accession 0001209191-16-152174
EBIX INC · EBIX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Pavan Bhalla
Director
Period of report
Nov 25, 2016
Accepted (ET)
Nov 28, 2016 · 4:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814549
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 25, 2016 | M | 2,814 | $16.94 | A | 46,602 | D | |
| Common Stock | Nov 25, 2016 | M | 2,252 | $14.89 | A | 48,854 | D | |
| Common Stock | Nov 25, 2016 | M | 2,625 | $21.19 | A | 51,479 | D | |
| Common Stock | Nov 25, 2016 | F | 2,200 | $62.20 | D | 49,279 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (Right to Buy)F1 | $16.94 | Nov 25, 2016 | M | 2,814 | D | Dec 18, 2013 | Dec 18, 2016 | Common Stock | 2,814 | 0 | D |
| Common Stock Option (Right to Buy)F1 | $14.89 | Nov 25, 2016 | M | 2,252 | D | Dec 30, 2014 | Dec 30, 2018 | Common Stock | 2,252 | 2,812 | D |
| Common Stock Option (Right to Buy)F1 | $21.19 | Nov 25, 2016 | M | 2,625 | D | Jan 12, 2016 | Jan 12, 2020 | Common Stock | 2,625 | 3,375 | D |
| Common Stock Option (Right to Buy)F1 | $49.22 | holding | — | — | — | May 2, 2017 | May 2, 2021 | Common Stock | 6,000 | 6,000 | D |
Explanation of responses
- F1Stock Options will become exercisable as follows: 1/4 on the first anniversary of the date of grant with the remaining options vesting ratably on the first date of each quarter over the next three years.