SEC Form 4/A · accession 0001214659-19-002084
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Braden R Kelly
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 12, 2019 · 6:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | M | 1,573 | $0.00 | A | 12,287 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 28, 2019 | M | 1,573 | D | Feb 28, 2019 | Feb 28, 2019 | Common Stock | 1,573 | 0 | D |
| Restricted Stock UnitsF1,F2,F3 | — | Feb 28, 2019 | A | 1,143 | A | — | — | Common Stock | 1,143 | 1,143 | D |
| Non Qualified Stock Option (right to buy)F4 | $247.82 | Feb 28, 2019 | A | 1,457 | A | Feb 28, 2019 | Feb 27, 2026 | Common Stock | 1,457 | 1,457 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board.
- F2The grant will vest on the date of the Corporation's 2020 Annual Shareholder Meeting ("ASM").
- F3The grant will expire after the vesting of shares on the date of the Corporation's ASM.
- F4The reporting person has elected to take a portion of his annual cash retainer in the form of stock options pursuant to the Corporations Compensation Program for Non-Employee Directors.
Remarks
EXHIBIT LIST - Exhibit 24 - Power of Attorney for Braden R. Kelly. Adding Power of Attorney as an Exhibit.