SEC Form 4 · accession 0001214659-19-001701
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A George Battle
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 1, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | M | 1,573 | $0.00 | A | 52,523 | I | A. George Battle 2011 Separate Property Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 28, 2019 | M | 1,573 | D | Feb 28, 2019 | Feb 28, 2019 | Common Stock | 1,573 | 0 | D |
| Non-Qualified Stock Options (right-to-buy)F2 | $247.82 | Feb 28, 2019 | A | 1,180 | A | Feb 28, 2019 | Feb 27, 2026 | Common Stock | 1,180 | 1,180 | D |
| Non-Qualified Stock Options (right-to-buy)F3 | $247.82 | Feb 28, 2019 | A | 3,609 | A | — | Feb 27, 2026 | Common Stock | 3,609 | 3,609 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board.
- F2The reporting person has elected to take his annual cash retainer in the form of stock options pursuant to the Corporation's Compensation Program for Non-Employee Directors.
- F3The grant will vest on the date of the Corporation's 2020 Annual Shareholder Meeting ("ASM").